This section contains summaries of Commissioner's decisions related to compliance and enforcement action, as well as guidance issued by the Commissioner on key interpretations of the legislation and regulations. These communications are designed to promote awareness and illustrate ways in which a federally regulated financial entity can comply with the rules and obligations that are applicable to its regulatory regime.
FCAC publishes the Commissioner's decisions to promote awareness about the obligations of federally regulated financial entities, as well as to provide a sample of the work FCAC is doing to protect financial consumers.
Appeals of the Commissioner's decisions can be found here. Commissioner's decisions rendered by the judges of the Federal Court and the Federal Court of Appeal are filed in the Registry of the Court and are publicly available.
FCAC presents the Commissioner's explanations of issues pertaining to acts, regulations, voluntary codes of conduct, public commitments and related policies, and how FCAC intends to apply them.