Federal oversight bodies and other regulators
Federal Oversight Bodies
- Office of the Superintendent of Financial Institutions
- Bank of Canada
- Canada Deposit Insurance Corporation
- Department of Finance
- Office of the Privacy Commissioner of Canada
- Financial Transactions and Reports Analysis Centre of Canada
Provincial and Territorial Regulators
Every province and territory has one or more bodies to regulate financial institutions under provincial responsibility. These institutions include securities dealers, credit unions and caisses populaires, as well as other financial institutions that are registered or incorporated at the provincial level.
| Alberta | |
|---|---|
| British Columbia | |
| Manitoba | |
| New Brunswick | |
| Newfoundland and Labrador | |
| Northwest Territories |
Superintendent of Insurance, Government of the Northwest Territories |
| Nova Scotia |
Department of Environment and Labour, Financial Institutions Division |
| Nunavut | |
| Ontario | |
| Prince Edward Island |
Attorney General, Consumer, Corporate and Insurance Division |
| Quebec | |
| Saskatchewan | |
| Yukon |
Self-regulatory organizations (SROs)
The following organizations have been given the power and responsibility to regulate the activities of their members:
Stock Exchanges
National Insurance Regulators
- Canadian Council of Insurance Regulators
- Office of the Superintendent of Financial Institutions Canada
Provincial/Territorial Insurance Regulators
- Alberta Treasury Insurance Division
- British Columbia, Financial Institutions Commission (FICOM) (Ministry of Finance and Corporate Relations)
- Financial Services Commission of Ontario
- Manitoba Consumer and Corporate Affairs, Financial Institutions Regulations Branch
- New Brunswick, Department of Justice
- Newfoundland, Department of Government Services and Lands
- Northwest Territories, Superintendent of Insurance (Department of Finance)
- Nova Scotia, Department of Environment and Labour, Financial Institutions Division
- Prince Edward Island, Attorney General, Consumer, Corporate and Insurance Division
- Quebec, Autorité de marchés financiers
- Saskatchewan, Insurance Councils of Saskatchewan
- Yukon, Government of Yukon
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