Other Regulators

Provincial and Territorial Regulators

Every province and territory has one or more bodies to regulate financial institutions under provincial responsibility. These institutions include securities dealers, credit unions and caisses populaires, as well as other financial institutions that are registered or incorporated at the provincial level.

Alberta

• Alberta Treasury
• Alberta Securities Commission
  

British Columbia

• Financial Institutions Commission
• British Columbia Securities Commission
  

Manitoba

• Manitoba Family Services and Consumer Affairs
• Manitoba Securities Commission
  

New Brunswick

• Department of Justice
  

Newfoundland and Labrador

• Consumer and Commercial Affairs
  

Northwest Territories

• Superintendent of Insurance, Government of the Northwest Territories

Nova Scotia

• Department of Environment and Labour, Financial Institutions Division
• Nova Scotia Securities Commission

Nunavut

• Government of Nunavut

Ontario

• Financial Services Commission of Ontario
• Ontario Securities Commission
  

Prince Edward Island

• Attorney General, Consumer, Corporate and Insurance Division
  

Quebec

• Autorité des marchés financiers
• Chambre de l'assurance de dommages
  

Saskatchewan

• Saskatchewan Financial Services Commission
  

Yukon

• Government of Yukon

Self-regulatory organizations (SROs)

The following organizations have been given the power and responsibility to regulate the activities of their members:

• Investment Industry Regulatory Organization of Canada
• Mutual Fund Dealers Association

Stock Exchanges

• Montreal Exchange
• Toronto Stock Exchange